Who is Raymond James?

Raymond James Financial Services Inc. (RJFS) is a national financial services firm with more than 4,750 financial advisors in
over 2,200  offices across the country. The firm was founded in
1974 and is member of both the FINRA (Financial Industry Regulatory Authority) and SIPC (Securities Investors Protection Corporation).

When you choose Raymond James Financial Services as your investment firm you benefit from the security and abundant resources of our parent company, Raymond James Financial. Established in 1962 and a public company since 1983, Raymond James Financial Inc. is listed on the New York Stock Exchange under the symbol RJF. Raymond James' subsidiaries provide a wide range of services to investors, including investment and financial planning; asset management; investment banking; and trust services.

Each account custodied by Raymond James & Associates is protected for the net equity of the clients securities and cash positions

The Securities Investor Protection Corporation (SIPC) provides $500,000 of net equity protection, including $100,000 for claims for a cash awaiting reinvestments. Please visit www.sipc.org for more information about SIPC.

We then provide additional (excess SIPC) through Customer Asset Protection Company, a licensed Vermont insurer rated A+ by Standard & Poor's.

Account protection applies when a SIPC-member firm fails financially and is unable to meet obligations to securities clients, but does not protect against market fluctuations