Who is Raymond James?

Raymond James Financial Services Inc. (RJFS) is a national financial services firm with more than 4,750 financial advisors in
over 2,200  offices across the country. The firm was founded in
1974 and is member of both the FINRA (Financial Industry Regulatory Authority) and SIPC (Securities Investors Protection Corporation).

When you choose Raymond James Financial Services as your investment firm you benefit from the security and abundant resources of our parent company, Raymond James Financial. Established in 1962 and a public company since 1983, Raymond James Financial Inc. is listed on the New York Stock Exchange under the symbol RJF. Raymond James' subsidiaries provide a wide range of services to investors, including investment and financial planning; asset management; investment banking; and trust services.

Raymond James & Associates is a member of the Securities Investor Protection Corporation (SIPC), which protects securities customers of its members up to $500,000 (including $100,000 for claims for cash). An explanatory brochure is available upon request or at sipc.org or by calling (202) 371-8300. Raymond James has purchased excess SIPC coverage through various syndicates of Lloyd’s, a London-based firm. Excess SIPC is fully protected by the Lloyd’s trust funds and Lloyd’s Central Fund. The additional protection currently provided has an aggregate firm limit of $750 million, including a sub- limit of $1.9 million per customer for cash above basic SIPC for the wrongful abstraction of customer funds.
Account protection applies when a SIPC-member firm fails financially and is unable to meet obligations to securities clients, but it does not protect against market fluctuations.